What is in the documents
Incident Log Template: This document contains a template Incident Log.
Who the documents are for
These documents are suitable for use as brief guidance for those undertaking compliance roles within your firm and who are responsible for dealing with the subject matter of the documents. You may also wish to circulate the documents to your compliance team/relevant persons to provide a useful overview on the topic.
How to use the documents.
Incident Log Template: This template register can be used to record incidents that occur at your Firm and provides an example of the type of information that Firms should consider recording. The template should be adapted and completed as appropriate for your Firm.
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