While the insurance market has never been more challenging for independent financial advisors and insurance brokers, Lockton’s specialist PI practice has the expertise and reputation required to secure uncompromised, cost-effective professional indemnity insurance for our clients.

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Insurance Brokers and Independent Financial Advisors

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Targeted professional indemnity programmes, built around you

While the insurance market has never been more challenging for independent financial advisors and insurance brokers, Lockton’s specialist PI practice has the expertise and reputation required to secure uncompromised, cost-effective professional indemnity insurance for our clients.

Harnessing an in-depth understanding of the unique challenges faced by individuals and firms in this sector, our highly experienced brokers and technicians will help you face these head on. Leveraging market intelligence, global expertise and key insurer relationships, we’re uniquely placed to negotiate the best possible deal for our clients.

Our professional indemnity policy wording for insurance brokers is endorsed by the British Insurance Brokers Association (BIBA), ensuring that you will be receiving the highest standard of policy. As a Lloyd’s broker, we can also reach out to the wider market to provide cover for speciality risks as needed.

What we bring to your business

  • Watertight insurance and risk solutions, tailored to your needs and to the size of your business, including value-added solutions in unusual cases or exceptional circumstances

  • Dedicated account executives who concentrate solely on insurance brokers and independent financial advisors

  • Support from our in-house team of claims advocates who will help to guide you through the claims process. We have the experience and expertise to assist your business through any claim, no matter how complex

  • Wealth of experience – our dedicated claims team has a wealth of experience in dealing with exactly the type of claims you may face

  • Offices throughout the UK, enabling us to provide bespoke, face-to-face advice to you, wherever you are in the world

Our Services

  • Cyber and data liability insurance

  • Management liability insurance (directors’ and officers’ liability insurance)

  • Employers’ liability insurance

  • Public liability insurance

  • Office insurance

  • Crime Insurance

  • Claims consultancy

  • Risk management consultancy

Our team

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Ian Saxelby

Producer
ian.saxelby@lockton.com
+44 11 7906 5033

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Paul Afteni

Head of Regulatory Professional Indemnity, Senior Vice President
Paul.Afteni@lockton.com
+44 20 7933 1498

General Inquiries

Get in touch

enquiries@uk.lockton.com

News and Insights

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Protecting your wine cellar against risk

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Wine cellars have a long history. The oldest evidence of a working wine cellar dates back more than 3,700 years, to the former Canaanite palace of Tel Kabri, in Israel. Uncovered by archaeologists in July 2013, the simple room held the remains of 40 ceramic ja ...
Read moreProtecting your wine cellar against risk

Law firms: key claims trends to watch in 2025

In the past year, Lockton has seen an increase in the frequency of complex or high value Professional Indemnity Insurance (PII) claims against solicitors in the UK. This has resulted in persistent large losses – typically defined as a claims payment in excess of £1m, net of the cost of defending the claim or internal management time.In the past year, Lockton has seen an increase in the frequency of complex or high value Professional Indemnity Insurance (PII) claims against solicitors in the UK. This has resulted in persistent large losses – typically defined as a claims payment in excess of £1m, net of the cost of defending the claim or internal management time.

How cyber insurance can support your business

Cyber insurance cover offers vital protection against a critical business risk. Below, we explain what it is, and how it can benefit you.Cyber insurance cover offers vital protection against a critical business risk. Below, we explain what it is, and how it can benefit you.

Baked goods: mitigating against product recall events

The baked goods sector has seen a series of product recall events in recent months. Recall events can have a devastating impact where they occur, with potential implications for businesses, their clients, and end-consumers. To mitigate risk to all parties, it’s vital that manufacturers follow risk mitigation best practice. Securing appropriate product recall insurance can further limit the scale of financial loss and operational disruption.The baked goods sector has seen a series of product recall events in recent months. Recall events can have a devastating impact where they occur, with potential implications for businesses, their clients, and end-consumers. To mitigate risk to all parties, it’s vital that manufacturers follow risk mitigation best practice. Securing appropriate product recall insurance can further limit the scale of financial loss and operational disruption.
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We bring creative thinking and an entrepreneurial spirit to the insurance business and are uniquely positioned to help you succeed.

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